Investor Alerts
share this page
One of FINRA's main goals is to protect the investing public. These alerts provide you with information to help you avoid problems in today’s complex world of investing—and to help protect you and your family from investment scams. Below is a selection of Investor Alerts from FINRA. Find more alerts at FINRA.org.
share this page
Look up a brokerage firm or individual broker in BrokerCheck. It’s a free tool to help investors research the backgrounds of investment professionals and firms. It should be the first resource you turn to when choosing whether to start or continue doing business with a particular individual or firm.